BCO Study Guide DEMO
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Binder1.pdf |
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BCO-SG-SWL-bleed |
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BCO_onlinedemo.pdf |
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Exam-Writing Skills vs. Knowledge of the Material |
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Introduction |
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Chapter 1: The Client-Service Process |
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The Preparation for Client Services (Chapters 2, 3, and 4) |
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Ascertaining Client Needs (Chapter 5) |
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Disclosure (Chapter 6) |
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Provision of Advice and Follow-Up (Chapter 7) |
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Client Relations with the Branch Compliance Officer (Chapter 8) |
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The Sales Representative and the Branch Compliance Officer and Order Execution (Chapter 9) |
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The Branch Compliance Officer and the Head Office (Chapter 10) |
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The Branch Compliance Officer Control and Supervision (Chapter 11) |
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National Instrument 81-102 and MFDA Policy No. 2 Minimum Standards for Account Supervision (Appendix) |
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THANK YOU FOR VIEWING THE DEMO! |
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